| 23-00647 | 08/16/2023 | Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP
Claimant Lawyers(s): Roni Mathew
Respondent(s): Mitchell Martin
Respondent Lawyers(s): Mitchell Martin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | |
| 20-03677 | 01/27/2022 | Claimant(s): Karim Maskatiya, MAM 1 Properties, LLLP, Karim Maskatiya Revocable Trust
Claimant Lawyers(s): Matthew J. Fisher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Matthew Haws
Arbitrator(s): Steven Gerard Goerke, Lawrence S. Silver, Leonard Michael Cusano
Hearing Site: Boca Raton, FL
|  | $0 |
| 19-01422 | 07/17/2020 | Claimant(s): Lincoln Capital Partnership, LLLP, Washington Capital Partnership, Southpac Trust
Claimant Lawyers(s): Berry R. Charles
Respondent(s): Cetera Advisors Llc
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish, Zeek Ojeh, Leslie O Campbell
Hearing Site: Phoenix, AZ
| | Dismissed |
| 19-01804 | 03/13/2020 | Claimant(s): Todd Gregory
Claimant Lawyers(s): Nathan Lamb
Respondent(s): D.H. Hill Securities, LLLP
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
| | |
| 17-02605 | 02/22/2018 | Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP
Claimant Lawyers(s): Caron Alberts
Respondent(s): Bin Dong
Respondent Lawyers(s): Bin Dong
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | |
| 15-00474 | 12/21/2015 | Claimant(s): Robert Rohan, Robert C. Rohan Family Partnership, LLLP
Claimant Lawyers(s): Robert C Rohan
Respondent(s): Vontobel Securities LTD
Respondent Lawyers(s): Gregory F. Hauser
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
| | $0 |
| 13-03528 | 12/04/2014 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Ana Maria Ignat
Respondent(s): CMCOLL Investment, LLLP
Respondent Lawyers(s): David Smith
Arbitrator(s): Debra A. Jenks, Jay L. Valinsky, Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | $0 |
| 13-02080 | 08/06/2014 | Claimant(s): Susquehanna Financial Group, LLLP
Claimant Lawyers(s): M. Norman Goldberger
Respondent(s): David Gingeleskie, Deutsche Bank Securities.
Respondent Lawyers(s): Steven Castaldo
Arbitrator(s): Richard J. Paley, Anna M. Fanelli, Howard Weitz
Hearing Site: New York, NY
| | |
| 12-00550 | 10/15/2012 | Claimant(s): Alessandra Rosenfeld
Claimant Lawyers(s): Alessandra Rosenfeld
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Caron L. Alberts
Arbitrator(s): Irwin Kahn, David Finnegan, Thomas Naylor
Hearing Site: New York, NY
| | |
| 11-01421 | 06/15/2012 | Claimant(s): Granada Enterprises., Estate of Justyn C. Rosen, Rosen Family Associates, Ltd., Rosen Investments, LLLP, Justyn C. Rosen 1988 Irrevocable Ins Tst, Justyn C. Rosen Marital Trust No. 1, Justyn C. Rosen Trust for Marian Rosen, Marsha Zimmerman Irrevocable Trust, Rosen Investment Trust No. 1, Rosen Investment Trust No. 2, Sharon Irrevocable Trust 3/1/85, Sharon J. Mandel Irrevocable Trust, Sharon Rosen Trust by Marian Rosen Trust
Claimant Lawyers(s): Michael H. Berger
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Samuel L. McClaren, Baldwin Ranson, Andrew Barton
Hearing Site: Denver, CO
| | $0 |
