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FINRA Awards for Robert Elliot Harrison

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Displaying 10 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0131706/25/2024Claimant(s): Estate of Lynn A. Ryan
Claimant Lawyers(s): Mildred C. Ryan
Respondent(s): Derek Visslailli, TD Ameritrade.
Respondent Lawyers(s): Derek Visslailli, Frank J. Cuccio
Arbitrator(s): Robert Elliot Harrison, Roy Lukins Rowsell, John Michael Bergin
Hearing Site: New York, NY
Checkmark Icon$0
22-0216107/21/2023Claimant(s): Jeffrey Wechsler
Claimant Lawyers(s): Jeffrey D. Wechsler
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Denise L. Quarles, Robert Elliot Harrison, Nancy Marie Thevenin
Hearing Site: New York, NY
Checkmark Icon$7,647
22-0251905/23/2023Claimant(s): Isaac Schlesinger, Isaac Schlesinger Roth IRA
Claimant Lawyers(s): Isaac Schlesinger
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
21-0182707/13/2022Claimant(s): Daniel Schoonover
Claimant Lawyers(s): Daniel L. Schoonover
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
Checkmark Icon$0
21-0103509/17/2021Claimant(s): Erguis Mertiri
Claimant Lawyers(s): Erguis Mertiri
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Adam A. Brown
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
Checkmark Icon$0
18-0398010/08/2019Claimant(s): John Crocker
Claimant Lawyers(s): Ihsan Dogramaci
Respondent(s): Atlantic - Pacific Capital.
Respondent Lawyers(s): Andrew D. O'Toole
Arbitrator(s): Robert Elliot Harrison, Robert N. Fass, Bruce J Ackerman
Hearing Site: New York, NY
18-0346204/05/2019Claimant(s): Meridian Equity Partners.
Claimant Lawyers(s): George Brunelle
Respondent(s): Charles LaMarca
Respondent Lawyers(s): Charles William LaMarca
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
17-0260502/22/2018Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP
Claimant Lawyers(s): Caron Alberts
Respondent(s): Bin Dong
Respondent Lawyers(s): Bin Dong
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
16-0321905/30/2017Claimant(s): Valery Scancella
Claimant Lawyers(s): Valery Scancella
Respondent(s): Legend Securities.
Respondent Lawyers(s): Frank Fusco
Arbitrator(s): Joel Levinson, Julian F. Santos, Robert Elliot Harrison
Hearing Site: New York, NY
15-0344005/16/2017Claimant(s): Florian Bita
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Gabrielle Levin
Arbitrator(s): Michael J. Maran, Robert Elliot Harrison, Ronald Leven
Hearing Site: New York, NY

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