Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01317 | 06/25/2024 | Claimant(s): Estate of Lynn A. Ryan Claimant Lawyers(s): Mildred C. Ryan Respondent(s): Derek Visslailli, TD Ameritrade. Respondent Lawyers(s): Derek Visslailli, Frank J. Cuccio Arbitrator(s): Robert Elliot Harrison, Roy Lukins Rowsell, John Michael Bergin Hearing Site: New York, NY |  | $0 |
| 21-02826 | 05/19/2022 | Claimant(s): David H. Savetz Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Julian F. Santos, Roy Lukins Rowsell, Gregg Lance Zeoli Hearing Site: New York, NY | ||
| 17-01550 | 08/28/2018 | Claimant(s): Kimberly Ambrosio, Luigi Ambrosio, Rose Marie Ambrosio Claimant Lawyers(s): David J. Sutton Respondent(s): Ladenburg Thalmann & Co. Inc., Ladenburg Thalmann Asset Management Respondent Lawyers(s): Michael D. Handelsman Arbitrator(s): Dan Brecher, Roy Lukins Rowsell, Gerald M. Levine Hearing Site: New York, NY | | Expungement |