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FINRA Awards for Robert N. Fass

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0049511/22/2021Claimant(s): Barry Price
Claimant Lawyers(s): Kim L. Michael
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lisa Lograno, Clive I. Morrick, Robert N. Fass
Hearing Site: New York, NY
18-0398010/08/2019Claimant(s): John Crocker
Claimant Lawyers(s): Ihsan Dogramaci
Respondent(s): Atlantic - Pacific Capital.
Respondent Lawyers(s): Andrew D. O'Toole
Arbitrator(s): Robert Elliot Harrison, Robert N. Fass, Bruce J Ackerman
Hearing Site: New York, NY

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