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FINRA Awards for Ronald Leven

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0091108/23/2017Claimant(s): Stacy Marcus
Claimant Lawyers(s): Alexander H. Gardner
Respondent(s): Heron Financial Group LLC
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Howard L. Sobel, Mary Lou McGanney, Ronald Leven
Hearing Site: New York, NY
15-0344005/16/2017Claimant(s): Florian Bita
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Gabrielle Levin
Arbitrator(s): Michael J. Maran, Robert Elliot Harrison, Ronald Leven
Hearing Site: New York, NY

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