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FINRA Awards for Joseph Sullivan

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0091108/23/2017Claimant(s): Stacy Marcus
Claimant Lawyers(s): Alexander H. Gardner
Respondent(s): Heron Financial Group LLC
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Howard L. Sobel, Mary Lou McGanney, Ronald Leven
Hearing Site: New York, NY
12-0069209/25/2013Claimant(s): Michael Elmameh, K.R. Services USA
Claimant Lawyers(s): Gerald Krovatin
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Paul Weinberg, Martin A. Edelstein, Ira S. Cure
Hearing Site: New York, NY
Checkmark Icon$0
09-0364510/18/2010Claimant(s): Jerome Mayersak Fam. Ltd. Partnership
Claimant Lawyers(s): Jerome S. Mayersak
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
07-0353611/04/2009Claimant(s): Michael Lewis
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Nordic Partners.
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Veera V. Konka, Preston V. Pumphrey, Howard Weitz
Hearing Site: New York, NY
08-0465710/02/2009Claimant(s): Stanley Gregor
Claimant Lawyers(s): Joseph Sullivan
Respondent(s): Commerce Capital Markets.
Respondent Lawyers(s): Joseph G. Antinori
Arbitrator(s): Benham Fuhrman, John James McGovern, Stephen J. Scherf
Hearing Site: Philadelphia, PA
08-0278308/11/2009Claimant(s): HMC International, L.L.C.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Sedek, Broadway Trading, Schonfeld Securities
Respondent Lawyers(s): Andrew Actman, Joseph Sullivan
Arbitrator(s): Micalyn S. Harris, Gerald A. Guild, James Xavier Sattely
Hearing Site: New York, NY
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