| 09-00286 | 06/24/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Gregory Kenzik
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Carolyn A. Mann, Preston V. Pumphrey, Alun Hywel Jones
Hearing Site: New York, NY
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| 09-06485 | 05/17/2011 | Claimant(s): Matthew Scoble
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Blaylock & Partners, L.P.
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Romaine L. Gardner, Preston V. Pumphrey, Sheryl-Anne Sastow
Hearing Site: New York, NY
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| 09-04948 | 03/23/2011 | Claimant(s): Estate of Hobart S. Geer
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Citigroup Global Markets., Mary Selgrad, Warren Rivetz
Respondent Lawyers(s): John E. Lawlor, William A. Hohauser
Arbitrator(s): Robert S. Getman, Preston V. Pumphrey, Patricia A. DeWitt
Hearing Site: New York, NY
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| 07-03536 | 11/04/2009 | Claimant(s): Michael Lewis
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Nordic Partners.
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Veera V. Konka, Preston V. Pumphrey, Howard Weitz
Hearing Site: New York, NY
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| 08-03225 | 05/05/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Michelle Feeley
Respondent Lawyers(s): Michelle Murphy Feeley
Arbitrator(s): John B. Morgan, Joseph M. Buffone, Preston V. Pumphrey
Hearing Site: New York, NY
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