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FINRA Awards for Warren Rivetz

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0014511/18/2020Claimant(s): Warren Rivetz
Claimant Lawyers(s): Amy Beth Bard
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Joseph A. Sack
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
09-0494803/23/2011Claimant(s): Estate of Hobart S. Geer
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Citigroup Global Markets., Mary Selgrad, Warren Rivetz
Respondent Lawyers(s): John E. Lawlor, William A. Hohauser
Arbitrator(s): Robert S. Getman, Preston V. Pumphrey, Patricia A. DeWitt
Hearing Site: New York, NY
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