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FINRA Awards for Amy Beth Bard

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0014511/18/2020Claimant(s): Warren Rivetz
Claimant Lawyers(s): Amy Beth Bard
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Joseph A. Sack
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
17-0190704/19/2018Claimant(s): Jason Katz
Claimant Lawyers(s): Amy Beth Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Harvey Barrison, Edward Baer, Evdokia Sofos
Hearing Site: New York, NY

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