23-00715 | 08/16/2023 | Claimant(s): Hector Gongora Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Advanced Equities. Respondent Lawyers(s): Byron Crowe Arbitrator(s): Anthony Marchese, Susan C Lushing, Evdokia Sofos Hearing Site: New York, NY
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22-02743 | 05/11/2023 | Claimant(s): John Azzara Claimant Lawyers(s): Grant Lally Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Daryl Leon Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY
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22-00054 | 08/17/2022 | Claimant(s): Robert Rotunno Claimant Lawyers(s): Christopher D. Warren Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth T. Taube, Evdokia Sofos, Ellyn S. Roth Hearing Site: New York, NY
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20-03917 | 04/07/2021 | Claimant(s): Boris Belilovsky Claimant Lawyers(s): Boris Belilovsky Respondent(s): Arthur Grossbard, Royal Alliance Associates. Respondent Lawyers(s): Greg Curley Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY
| | $0 |
20-02228 | 12/23/2020 | Claimant(s): Joseph Dimauro Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY
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16-03026 | 05/15/2018 | Claimant(s): Dana Korr, David Korr, Jill Korr, Jonathan Korr Claimant Lawyers(s): Marc S Gottlieb Respondent(s): Wells Fargo Advisors, Peter Stabell Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Howard L. Sobel, Evdokia Sofos, Jeffrey P. Bachmann Hearing Site: New York, NY
| | Expungement |
17-01907 | 04/19/2018 | Claimant(s): Jason Katz Claimant Lawyers(s): Amy Beth Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Harvey Barrison, Edward Baer, Evdokia Sofos Hearing Site: New York, NY
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13-00917 | 03/09/2016 | Claimant(s): Jiu Zhang Claimant Lawyers(s): Stephen A. Katz Respondent(s): George Carris, Brockington Securities., John Carris Investments LLC Respondent Lawyers(s): George Carris, Robert Delvecchio Arbitrator(s): Evdokia Sofos, Lynne M. Reid-McQueen, Alejandro Miguel Garro Hearing Site: New York, NY
| | $0 |
11-03239 | 03/12/2013 | Claimant(s): Donna Cleveland Claimant Lawyers(s): Adam J. Gana Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore Snyder Arbitrator(s): James J. Fishman, Evdokia Sofos, Ann P. Bruch Hearing Site: New York, NY
| | $0 |
09-04980 | 10/18/2010 | Claimant(s): Robert J.A. Zito and Dana Cole Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Charles Albanese, Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Sandra Gale Behrle, Evdokia Sofos, Christine Costigan Hearing Site: New York, NY
| | $0 |