| 22-00285 | 09/21/2022 | Claimant(s): John Husby
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Bill Lamoreaux, Linda B. Kelly, Michael Wayne Johnston
Hearing Site: Dallas, TX
| | |
| 19-01686 | 12/03/2021 | Claimant(s): Swan Shen
Claimant Lawyers(s): Jeremy L Bartell
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Richard J. Grahn, Arthur J. Giacomarra, Mark Andrew Helman
Hearing Site: Boston, MA
| | |
| 19-00964 | 11/19/2019 | Claimant(s): Lee Tockman
Claimant Lawyers(s): Gordana Schifanelli
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Julian F. Santos, Sandralin J. Kiss, Lisa Diane Love
Hearing Site: Newark, NJ
| | |
| 16-03026 | 05/15/2018 | Claimant(s): Dana Korr, David Korr, Jill Korr, Jonathan Korr
Claimant Lawyers(s): Marc S Gottlieb
Respondent(s): Wells Fargo Advisors, Peter Stabell
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Howard L. Sobel, Evdokia Sofos, Jeffrey P. Bachmann
Hearing Site: New York, NY
|  | Expungement |
