19-01686 | 12/03/2021 | Claimant(s): Swan Shen Claimant Lawyers(s): Jeremy L Bartell Respondent(s): Cuna Brokerage Services. Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Richard J. Grahn, Arthur J. Giacomarra, Mark Andrew Helman Hearing Site: Boston, MA
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21-01340 | 12/03/2021 | Claimant(s): Jerzy Wojtczak Claimant Lawyers(s): Jerzy Wojtczak Respondent(s): Webull Financial LLC Respondent Lawyers(s): Danielle R. Gill Arbitrator(s): Arthur J. Giacomarra Hearing Site: Boston, MA
| | $0 |
19-01829 | 10/29/2021 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Aime Dempsey Respondent(s): Keith Melanson Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Arthur J. Giacomarra, Gene M. Bauer, Brady James Hermann Hearing Site: Boston, MA
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20-02292 | 06/01/2021 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Edward M. Yennock Respondent(s): Brendan Kammerer Respondent Lawyers(s): Brendan Kammerer Arbitrator(s): Arthur J. Giacomarra, James A. Wills, Janice Wilson Allegretto Hearing Site: Boston, MA
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20-02330 | 03/04/2021 | Claimant(s): Richard Cella Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Arthur J. Giacomarra, Sharon L. Monroe, Howard N. Gorney Hearing Site: Boston, MA
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19-01223 | 11/26/2019 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kimberly A. Koves Respondent(s): Kenneth Klaiman Respondent Lawyers(s): Kenneth Scott Klaiman Arbitrator(s): Arthur J. Giacomarra Hearing Site: Boston, MA
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17-01235 | 11/07/2017 | Claimant(s): James Moniz Claimant Lawyers(s): Peter F. Flynn Respondent(s): Essex Securities LLC Respondent Lawyers(s): David A. Conti Arbitrator(s): Arthur J. Giacomarra Hearing Site: Boston, MA
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16-00170 | 12/19/2016 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): David G. Russell Respondent(s): Terence Mullany Respondent Lawyers(s): Michael J. Giarrusso Arbitrator(s): Arthur J. Giacomarra, Benjamin Willard Beck, Joseph Samuel Berman Hearing Site: Boston, MA
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14-00458 | 10/01/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James J. McNamara Respondent(s): Whitney Floren Respondent Lawyers(s): Elliot M. Sherman Arbitrator(s): Arthur J. Giacomarra, Nadine Nasser Donovan, Michael Christopher Hildreth Hearing Site: Boston, MA
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12-02408 | 03/11/2014 | Claimant(s): Elizabeth Wilson Claimant Lawyers(s): Jack I. Siegal Respondent(s): Brian Simone, Steven Simone Respondent Lawyers(s): Brian Simone, Steven John Simone Arbitrator(s): Arthur J. Giacomarra Hearing Site: Boston, MA
| | $145,083 |