Potomac Analytics' Logo

FINRA Awards for Essex Securities LLC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0022906/30/2022Claimant(s): Mario Kafetzis
Claimant Lawyers(s): Mario Kafetzis
Respondent(s): Lloyd Shepetin, Prakash Gupta, Essex Securities LLC
Respondent Lawyers(s): Lloyd E. Shepetin, Prakash Gupta
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
17-0123511/07/2017Claimant(s): James Moniz
Claimant Lawyers(s): Peter F. Flynn
Respondent(s): Essex Securities LLC
Respondent Lawyers(s): David A. Conti
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA

2 Results

Display: