| 22-02238 | 03/31/2023 | Claimant(s): Joseph Bowden
Claimant Lawyers(s): James P. Galvin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | |
| 19-01723 | 07/18/2022 | Claimant(s): Dennis Ainbinder, Nadine Ainbinder, Dennis & Nadine Ainbinder TTEES 1992
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Tina Scott Polsky, Donna Greenspan Solomon, Jonathan Chane
Hearing Site: Boca Raton, FL
|  | $252,627 |
| 22-00229 | 06/30/2022 | Claimant(s): Mario Kafetzis
Claimant Lawyers(s): Mario Kafetzis
Respondent(s): Lloyd Shepetin, Prakash Gupta, Essex Securities LLC
Respondent Lawyers(s): Lloyd E. Shepetin, Prakash Gupta
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | |
| 20-03901 | 05/19/2022 | Claimant(s): Homero Diaz
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Joanne M.F. Wilcomes
Arbitrator(s): Andrea R. Jacobs, Donna Greenspan Solomon, Harvey David Cohen
Hearing Site: Boca Raton, FL
| | |
| 18-02332 | 04/19/2022 | Claimant(s): Donna Berg IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Karl Foust
Respondent Lawyers(s): Karl Ronald Foust
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $62,225 |
| 19-02616 | 11/23/2021 | Claimant(s): Allen Papir
Claimant Lawyers(s): Randall Place
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): R Lee Britton, Will Murphy, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-02053 | 02/05/2021 | Claimant(s): Beverley Schottenstein, Beverly B. Schottenstein, as Co-Trustee
Claimant Lawyers(s): Scott C. Ilgenfritz
Respondent(s): Avi Schottenstein, Evan Schottenstein, J.P. Morgan Securities
Respondent Lawyers(s): Gabrielle L. Gould, Jonathan J. Brennan, Robert C. Harris
Arbitrator(s): James M. Scutti, David Rich, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $18,947,500 |
| 18-00458 | 04/17/2020 | Claimant(s): David Kolasa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Lawrence M Green, Sanders William Gropper, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $0 |
| 18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon
Claimant Lawyers(s): Thomas Bardon
Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-00159 | 05/22/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gerardo Castillo
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | |
