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FINRA Awards for Joanne M.F. Wilcomes

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0390105/19/2022Claimant(s): Homero Diaz
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Joanne M.F. Wilcomes
Arbitrator(s): Andrea R. Jacobs, Donna Greenspan Solomon, Harvey David Cohen
Hearing Site: Boca Raton, FL
17-0258709/02/2021Claimant(s): Richard Roe
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joanne M.F. Wilcomes
Arbitrator(s): Thomas M. Madden, Lorrie E Whitfield, Louis Arnold Russo
Hearing Site: New York, NY

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