| 23-01559 | 10/11/2024 | Claimant(s): Tyler Hanson, Raymond David Hanson Residuary Trust
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Thomas R. Dreiling, James E. Bartels, Dianna J. Caley
Hearing Site: Seattle, WA
|  | $0 |
| 21-00120 | 08/13/2024 | Claimant(s): Ralph Shalom
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene Small
Arbitrator(s): John A. Scudiero, Jay Alan Kranis, Louis Arnold Russo
Hearing Site: Jersey City, NJ
| | Expungement |
| 22-02215 | 04/26/2024 | Claimant(s): Gilda Scharf for her IRA, Stanley Scharf for his IRA, Stanley Scharf and Gilda Scharf
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Seth L. Finkel, Edward R. Niederriter, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | Expungement |
| 23-02818 | 03/21/2024 | Claimant(s): Mark Beloyan
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Paul Feller, Cronus Equity Capital Investments, Cronus Equity
Respondent Lawyers(s): Legal Office, Paul Herbert Feller
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
| | |
| 20-02401 | 12/23/2022 | Claimant(s): Ramakrishna Chav MD PA, for its 401Ks, Ramakrishna Chava MD PA, for its PSP, Ramakrishna Chava, for his Roth IRA, for his SEP IRA, Chava Family LP, a Partnership, Ramakrishna Chava as Trustee
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): Sherry R. Wetsch, Allan R. Lazor, Lisa Lemons
Hearing Site: Houston, TX
| | Expungement |
| 21-02209 | 05/06/2022 | Claimant(s): Mark Beloyan
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Cronus Equity
Respondent Lawyers(s): Kennan E. Kaeder
Arbitrator(s): Edward F. Zagajeski
Hearing Site: New York, NY
| | |
| 18-00458 | 04/17/2020 | Claimant(s): David Kolasa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Lawrence M Green, Sanders William Gropper, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $0 |
| 17-00282 | 08/23/2018 | Claimant(s): Joan Pierce
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): William O.L. Hutchinson
Arbitrator(s): Michael J. Ahlstrom, James C. Hoover, John Winslow Griesser
Hearing Site: Columbia, SC
| | Expungement |
| 14-02693 | 04/23/2018 | Claimant(s): Mark Pogue
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): William E. Hartsfield, Jeff Abrams, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | Expungement |
| 16-01612 | 08/15/2017 | Claimant(s): Patricia Bohanon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): Jim Geiger, Lawrence W. Arness, Mark Christian Travis
Hearing Site: Louisville, KY
| | Expungement |
