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FINRA Awards for Mark Christian Travis

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0161208/15/2017Claimant(s): Patricia Bohanon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): Jim Geiger, Lawrence W. Arness, Mark Christian Travis
Hearing Site: Louisville, KY
Checkmark IconExpungement

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