| 17-03241 | 07/10/2018 | Claimant(s): Samuel Belsito
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael R. Gaico, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Hartford, CT
| | |
| 16-01612 | 08/15/2017 | Claimant(s): Patricia Bohanon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): Jim Geiger, Lawrence W. Arness, Mark Christian Travis
Hearing Site: Louisville, KY
|  | Expungement |
| 12-04134 | 08/12/2013 | Claimant(s): Gisela Gresitza
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Richard DiTaranto, SII Investments.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | $10,300 |
| 11-02737 | 11/27/2012 | Claimant(s): Frances Straccia, Mary Lambert, Ronald Ferrante, Angela Straccia, Mark Straccia, Anne Ferrante, Lambert Family Trust, Mary Beth Lambert Revocable Trust dated, Thomas Lambert QTIP Marital Trust
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Addess Realty, Ceros Financial Services., RedBlack LLC
Respondent Lawyers(s): Cliff G. Anderson, Michael R. Gaico
Arbitrator(s): William H. McCarter, Jane Venckus Zirlis, W. Wright Danenbarger
Hearing Site: Manchester, NH
| | $1,813,200 |
