17-03241 | 07/10/2018 | Claimant(s): Samuel Belsito Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael R. Gaico, Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Hartford, CT
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16-01612 | 08/15/2017 | Claimant(s): Patricia Bohanon Claimant Lawyers(s): Steven D. Toskes Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael R. Gaico Arbitrator(s): Jim Geiger, Lawrence W. Arness, Mark Christian Travis Hearing Site: Louisville, KY
| | Expungement |
12-04134 | 08/12/2013 | Claimant(s): Gisela Gresitza Claimant Lawyers(s): Patrick Gaffney Respondent(s): Richard DiTaranto, SII Investments. Respondent Lawyers(s): Michael R. Gaico Arbitrator(s): S. Charles Tabak Hearing Site: Newark, NJ
| | $10,300 |
11-02737 | 11/27/2012 | Claimant(s): Frances Straccia, Mary Lambert, Ronald Ferrante, Angela Straccia, Mark Straccia, Anne Ferrante, Lambert Family Trust, Mary Beth Lambert Revocable Trust dated, Thomas Lambert QTIP Marital Trust Claimant Lawyers(s): Steven N. Fuller Respondent(s): Addess Realty, Ceros Financial Services., RedBlack LLC Respondent Lawyers(s): Cliff G. Anderson, Michael R. Gaico Arbitrator(s): William H. McCarter, Jane Venckus Zirlis, W. Wright Danenbarger Hearing Site: Manchester, NH
| | $1,813,200 |