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FINRA Awards for Michael R. Gaico

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0324107/10/2018Claimant(s): Samuel Belsito
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael R. Gaico, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Hartford, CT
16-0161208/15/2017Claimant(s): Patricia Bohanon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): Jim Geiger, Lawrence W. Arness, Mark Christian Travis
Hearing Site: Louisville, KY
Checkmark IconExpungement
12-0413408/12/2013Claimant(s): Gisela Gresitza
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Richard DiTaranto, SII Investments.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
Checkmark Icon$10,300
11-0273711/27/2012Claimant(s): Frances Straccia, Mary Lambert, Ronald Ferrante, Angela Straccia, Mark Straccia, Anne Ferrante, Lambert Family Trust, Mary Beth Lambert Revocable Trust dated, Thomas Lambert QTIP Marital Trust
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Addess Realty, Ceros Financial Services., RedBlack LLC
Respondent Lawyers(s): Cliff G. Anderson, Michael R. Gaico
Arbitrator(s): William H. McCarter, Jane Venckus Zirlis, W. Wright Danenbarger
Hearing Site: Manchester, NH
Checkmark Icon$1,813,200

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