| 21-02855 | 08/30/2023 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Jeffrey McHale
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s):
Hearing Site: Boston, MA
| | |
| 20-00622 | 04/12/2022 | Claimant(s): Joseph Denicola
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): B. John Dill, Frank Sanclemente, George Weston Mann
Hearing Site: Boston, MA
| | |
| 19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman
Hearing Site: Boston, MA
|  | Expungement |
| 17-02966 | 03/11/2021 | Claimant(s): Turner Bynum
Claimant Lawyers(s): Turner Edward "Ted" Bynum
Respondent(s): Stephen Dellelo, Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Amy Lampert, Gene M. Bauer
Hearing Site: Boston, MA
| | Expungement |
| 18-03605 | 08/23/2019 | Claimant(s): Mary Harger
Claimant Lawyers(s): Victor J. Segale
Respondent(s): Collin Fingon, Cetera Advisors LLC
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): John James McGovern
Hearing Site: Montpelier, VT
| | $0 |
| 15-00570 | 08/15/2016 | Claimant(s): David Knowles
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Gary Weiss, Lawrence Fawcett, Thomas Diamante, Salomon Whitney Financial
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Edward L. Roth, Jason C. Blackford, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 12-03707 | 11/26/2013 | Claimant(s): Donald Demello
Claimant Lawyers(s): Jeffery S. Bohnet
Respondent(s): Robert Conaty, Coburn & Meredith.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Michael P. Anciello, Melinda S. Milberg, Carol Di Natale
Hearing Site: Providence, RI
| | $0 |
| 11-02062 | 05/20/2013 | Claimant(s): Presbytery of New York City.
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Charles Helme, Matrix Capital Group., Pinnacle Associates Ltd
Respondent Lawyers(s): Brian A. Carlis, Howard B. Sirota
Arbitrator(s): Robert J. Kheel, Dennis M. Pape, Annamaria Boccia Smith
Hearing Site: New York, NY
| | $0 |
| 11-02737 | 11/27/2012 | Claimant(s): Frances Straccia, Mary Lambert, Ronald Ferrante, Angela Straccia, Mark Straccia, Anne Ferrante, Lambert Family Trust, Mary Beth Lambert Revocable Trust dated, Thomas Lambert QTIP Marital Trust
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Addess Realty, Ceros Financial Services., RedBlack LLC
Respondent Lawyers(s): Cliff G. Anderson, Michael R. Gaico
Arbitrator(s): William H. McCarter, Jane Venckus Zirlis, W. Wright Danenbarger
Hearing Site: Manchester, NH
| | $1,813,200 |
| 10-04125 | 03/24/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Shawn Sullivan
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): David Love
Hearing Site: Boston, MA
| | |
