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FINRA Awards for Carol Di Natale

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0180208/07/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Robert White
Respondent Lawyers(s): John E. Sutherland
Arbitrator(s): B. John Dill, David J. Kaufman, Carol Di Natale
Hearing Site: Boston, MA
12-0288005/20/2014Claimant(s): Betsy Sachs, Brooke Sachs
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Gerard S. Marsan, Jeffrey G. Sommers, Carol Di Natale
Hearing Site: Boston, MA
Checkmark Icon$35,821
12-0370711/26/2013Claimant(s): Donald Demello
Claimant Lawyers(s): Jeffery S. Bohnet
Respondent(s): Robert Conaty, Coburn & Meredith.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Michael P. Anciello, Melinda S. Milberg, Carol Di Natale
Hearing Site: Providence, RI
Checkmark Icon$0
12-0160806/04/2013Claimant(s): Harwich East Plaza LLC
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Victor Cassone, Pacific West Securities.
Respondent Lawyers(s): Chance A.E. Hodges, G. Randall Avery
Arbitrator(s): Sandor I. Rabkin, Carol Di Natale, Paul Peter Nicolai
Hearing Site: Boston, MA
Checkmark Icon$5,088,400
09-0254508/12/2011Claimant(s): Michael Ghanadian
Claimant Lawyers(s): Russell C. Weigel
Respondent(s): Credit Suisse Securities (USA) LLC, Swiss American Securities Inc.
Respondent Lawyers(s): Allan N. Taffet, Joshua Klein
Arbitrator(s): David S. Billet, Orestes J. Mihaly, Carol Di Natale
Hearing Site: New York, NY
Checkmark Icon$0

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