| 21-02959 | 09/19/2022 | Claimant(s): Yverson Alcide
Claimant Lawyers(s): Yverson Alcide
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Melinda S. Milberg, Linda J. Baer, Stephen James McLaughlin
Hearing Site: Manchester, NH
|  | $300 |
| 15-00485 | 01/26/2018 | Claimant(s): Michael Kouromihelakis
Claimant Lawyers(s): Anthony J. Pantuso
Respondent(s): Hartford Fire Insurance Company
Respondent Lawyers(s): Miguel A. Escalera
Arbitrator(s): Melinda S. Milberg, Henry Theodore Vogt, Patrick R. Westerkamp
Hearing Site: Hartford, CT
| | |
| 16-00246 | 04/04/2017 | Claimant(s): George Wood
Claimant Lawyers(s): Scott Fink
Respondent(s): Heather Weber, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Melinda S. Milberg, Denise L. Presley, John Francis Markuns
Hearing Site: Boston, MA
| | Expungement |
| 14-03705 | 12/08/2015 | Claimant(s): Genevieve Lenehan
Claimant Lawyers(s): Robert Jutras
Respondent(s): Justin Amaral, Morgan Stanley
Respondent Lawyers(s): Amy McCallen, William Hohauser
Arbitrator(s): John A. Morin, Robert J. Ambrogi, Melinda S. Milberg
Hearing Site: Boston, MA
| | $1,058,600 |
| 14-00012 | 02/09/2015 | Claimant(s): Hazielinda Ghazali-Cho
Claimant Lawyers(s): David Glod
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Francis X. Dee
Arbitrator(s): John A. Goc, Robert J. Ambrogi, Melinda S. Milberg
Hearing Site: Boston, MA
| | |
| 12-03707 | 11/26/2013 | Claimant(s): Donald Demello
Claimant Lawyers(s): Jeffery S. Bohnet
Respondent(s): Robert Conaty, Coburn & Meredith.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Michael P. Anciello, Melinda S. Milberg, Carol Di Natale
Hearing Site: Providence, RI
| | $0 |
| 08-02899 | 03/17/2009 | Claimant(s): Irene O'Mara
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Ronald L. Cheney, Melinda S. Milberg, Norman Foxman
Hearing Site: Manchester, NH
| | $0 |
| 06-02155 | 02/12/2009 | Claimant(s): Richard Himmelstein
Claimant Lawyers(s): Matthew Dallas Gordon
Respondent(s): ING Financial Partners.
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Michael J. McCormack, Melinda S. Milberg, Edward Allison Downe
Hearing Site: Hartford, CT
| | |
| 06-00004 | 08/25/2008 | Claimant(s): Jeffrey and Alexia Hamilton
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Dennis Donnelly, Gregory Hasho, Lawrence Donato, Lizy Chandy, Michael Clements, Vincent Bonato, Continental Broker-Dealer Corp., Gregory M. Hasho Voting Trust, NF Clearing.
Respondent Lawyers(s): Compliance Officer, Gregory M. Hasho, Michael G Shannon, Michael G. Shannon, Michael Clements, Scott Wassmuth
Arbitrator(s): Linda Gelfand Leibig, Arthur J. Giacomarra, Melinda S. Milberg
Hearing Site: Boston, MA
| | $0 |
| 06-04609 | 09/25/2007 | Claimant(s): Mary Ann White
Claimant Lawyers(s): Patricia A. Washienko
Respondent(s): Peter Fader, Urchin Capital Partners
Respondent Lawyers(s): James S. Rollins
Arbitrator(s): Tom L. Peterson, John F. Poole, Melinda S. Milberg
Hearing Site: Boston, MA
| | |
