| 15-02347 | 12/18/2017 | Claimant(s): Jerome Courville, Laurence Courville, Raoul Courville, Courville and Company
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services., ING Financial Partners.
Respondent Lawyers(s): Benjamin Biard, Howard M. Klausmeier
Arbitrator(s): James W. Geiger, Kenneth H. Koch, Gabriel Xavier Martinez
Hearing Site: Boca Raton, FL
|  | Expungement |
| 14-01456 | 01/29/2016 | Claimant(s): E. Gerald Eigenfeld, Norma Eigenfeld
Claimant Lawyers(s): William G. Shields
Respondent(s): Patrick Ayers, Ayers Financial Services, ING Financial Partners.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): Richard E. Lauziere, Janice L. Burnham, Overman Randolph Rollins
Hearing Site: Richmond, VA
| | $0 |
| 12-03051 | 12/02/2013 | Claimant(s): Gary Siegfried
Claimant Lawyers(s): Gary D. Siegfried
Respondent(s): John Sweeney, ING Financial Partners., ING Reliastar Life Insurance Company
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Thomas J. Ray, M. Eileen Dorsey, Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | |
| 10-05642 | 09/04/2013 | Claimant(s): Adindu Nwachuku, Charter Oak Wealth Management Group LLCorate Retirement Group
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Curt Christensen, Eric Schulman, Thomas Colbert, ING Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Samuel H. Chorches, Kenneth Dymond, James J. Gadarowski
Hearing Site: Hartford, CT
| | |
| 11-04101 | 11/08/2012 | Claimant(s): ING Financial Partners., ING Life Insurance and Annuity Company
Claimant Lawyers(s): Steven E Mellen
Respondent(s): Jeanie O'Daniel
Respondent Lawyers(s): Stephen G. Amato
Arbitrator(s): Barbara Black, Coleman Robert Perry, Linda W. Hester
Hearing Site: Louisville, KY
| | |
| 09-00543 | 07/16/2012 | Claimant(s): Robert Sapp
Claimant Lawyers(s): James K. Barbee
Respondent(s): Howard Pinson, ING Financial Partners.
Respondent Lawyers(s): Louis H. Castoria, Shannon L. McDougald
Arbitrator(s): Bryon P. Fusini, Paul Davis Pearlstein, Robert Charkovsky
Hearing Site: Washington, DC
| | $190,000 |
| 09-03352 | 05/17/2010 | Claimant(s): Philip Henderson
Claimant Lawyers(s): William R. Fishman
Respondent(s): Keys Tinney, ING Financial Partners.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Paul A. Krepinski, Gerhard L. Schopen, Michael A. Ruderman
Hearing Site: Denver, CO
| | $434,445 |
| 08-02101 | 03/10/2010 | Claimant(s): Michael Keleher
Claimant Lawyers(s): Saul Roffe
Respondent(s): Christian Wagner, Richard Patrick, ING Financial Partners.
Respondent Lawyers(s): Luigi Spadafora, Paula D. Shaffner, Richard Vincent Patrick
Arbitrator(s): Edward L. Levine, Edith M. Novack, Dawn Suzanne Simon Talbot
Hearing Site: Newark, NJ
| | |
| 09-03558 | 02/23/2010 | Claimant(s): Barbara Ballway, Lorraine Berner Family Trust
Claimant Lawyers(s): Terence R. Perkins
Respondent(s): George Meyerhoff, ING Financial Partners., Washington Square Securities.
Respondent Lawyers(s): George Henry Meyerhoff, Michael S. Lamont
Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Irwin Baron
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 08-03252 | 10/26/2009 | Claimant(s): Lavon Voyles
Claimant Lawyers(s): Richard H. Elliot
Respondent(s): Walter Wilson, ING Financial Partners.
Respondent Lawyers(s): Greg Moore
Arbitrator(s): Linda Broocks, Philip I. McConnell, Lynne M. Gomez
Hearing Site: Houston, TX
| | $300 |
