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FINRA Awards for Richard H. Elliot

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0325210/26/2009Claimant(s): Lavon Voyles
Claimant Lawyers(s): Richard H. Elliot
Respondent(s): Walter Wilson, ING Financial Partners.
Respondent Lawyers(s): Greg Moore
Arbitrator(s): Linda Broocks, Philip I. McConnell, Lynne M. Gomez
Hearing Site: Houston, TX
Checkmark Icon$300
08-0325007/08/2009Claimant(s): John F. Archer and Karin A. Archer JT
Claimant Lawyers(s): Richard H. Elliot
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Michael E. Rohde, Donald Vincent Enright, C. Sumpter Logan
Hearing Site: Dallas, TX
Checkmark Icon$0

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