| 09-03352 | 05/17/2010 | Claimant(s): Philip Henderson
Claimant Lawyers(s): William R. Fishman
Respondent(s): Keys Tinney, ING Financial Partners.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Paul A. Krepinski, Gerhard L. Schopen, Michael A. Ruderman
Hearing Site: Denver, CO
|  | $434,445 |
| 06-04830 | 07/03/2008 | Claimant(s): Jose Padilla
Claimant Lawyers(s): Martin M. Berliner
Respondent(s): Michael Jones, Patrick Sutherland, Ronald Bloomingkemper, Ronald Petranovich, USA Holdings., United Securities Alliance.
Respondent Lawyers(s): Julie M. Walker, Matthew T. Covington
Arbitrator(s): Robert D. Greenlee, Gerhard L. Schopen, Craig Stanley Ralston
Hearing Site: Denver, CO
| | |
| 05-05902 | 02/08/2008 | Claimant(s): Larry Parker
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Citigroup Global Markets., A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning, William A. Hohauser
Arbitrator(s): Dennis Dowd, Gerhard L. Schopen, Suanne M. Parro
Hearing Site: Denver, CO
| | $0 |
