10-03410 | 08/26/2011 | Claimant(s): Steven Kolow Claimant Lawyers(s): Kristen Hudson Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Robert D. Greenlee, Richard M. Reider, Samuel Clinton O'Daniel Hearing Site: Denver, CO
| | $1,112,500 |
09-03932 | 06/21/2011 | Claimant(s): Vernon Zurick Claimant Lawyers(s): Jeffrey A. Esses Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc. Respondent Lawyers(s): Gabrielle Gould, Stephen M. Sinaiko Arbitrator(s): Robert D. Greenlee, Gerald K. Moore, Luis D. Rovira Hearing Site: Denver, CO
| | $0 |
06-04830 | 07/03/2008 | Claimant(s): Jose Padilla Claimant Lawyers(s): Martin M. Berliner Respondent(s): Michael Jones, Patrick Sutherland, Ronald Bloomingkemper, Ronald Petranovich, USA Holdings., United Securities Alliance. Respondent Lawyers(s): Julie M. Walker, Matthew T. Covington Arbitrator(s): Robert D. Greenlee, Gerhard L. Schopen, Craig Stanley Ralston Hearing Site: Denver, CO
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