| 10-02809 | 05/23/2014 | Claimant(s): Douglas Sharon
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Lowell D. Johnston, Douglas S. Abel, Daniel F. Morrissey
Hearing Site: New York, NY
| | |
| 12-01205 | 08/08/2013 | Claimant(s): Saratoga Capital Markets
Claimant Lawyers(s): Kevin Tingley
Respondent(s): J.P. Morgan Clearing Corp.
Respondent Lawyers(s): Lauren Fox
Arbitrator(s): Farrell C. Glasser, Susan E. Harkins, Sally Jane Sancimino
Hearing Site: New York, NY
| | |
| 11-03689 | 04/17/2013 | Claimant(s): Milissa Martin
Claimant Lawyers(s): Rory M. McLaughlin
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear, Stearns & Co.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Romaine L. Gardner, Robert S. Getman, David J. Pine
Hearing Site: New York, NY
|  | $0 |
| 10-02174 | 10/22/2012 | Claimant(s): Magnolia Capital Advisors.
Claimant Lawyers(s): William C Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Simone Sicola, Jeffrey W. Helms, Angelo J. Infantino
Hearing Site: Jacksonville, FL
| | |
| 09-06175 | 12/16/2011 | Claimant(s): Estelle Gangi, William Gangi, William and Estelle Gangi Irrev. Trust
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Brian Purpura, J.P. Morgan Clearing Corp., J.P. Morgan Securities, Scott Siegel
Respondent Lawyers(s): David B. Wechsler, Timothy E. Di Domenico
Arbitrator(s): Linda T. Pellegrino, Dwight Wassong, Scott M. Pellegrino
Hearing Site: Newark, NJ
| | $0 |
| 08-01185 | 07/11/2011 | Claimant(s): Laurence Stone
Claimant Lawyers(s): Eric Meyer
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management.
Respondent Lawyers(s): Edward W. Larkin, Gene L Small
Arbitrator(s): Dale A. Pope, Gordon M. Wase, Jerrilyn G. Marston
Hearing Site: Philadelphia, PA
| | $0 |
| 07-02226 | 07/05/2011 | Claimant(s): Jackie Barker, Mary Ann Paske, Robert L & Ruth R Akers, Dirk E. Zeiters and Lois J. Zeiters, Rudy Kraft and Margaret A. Kraft
Claimant Lawyers(s): David L. McGee, Douglas S. Lyons, William C. Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Langfred W. White, John A. Torraco, Robert Lewis Matthews
Hearing Site: Tampa, FL
| | $4,118,020 |
| 09-03932 | 06/21/2011 | Claimant(s): Vernon Zurick
Claimant Lawyers(s): Jeffrey A. Esses
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Gabrielle Gould, Stephen M. Sinaiko
Arbitrator(s): Robert D. Greenlee, Gerald K. Moore, Luis D. Rovira
Hearing Site: Denver, CO
| | $0 |
| 09-00795 | 04/04/2011 | Claimant(s): Joseph Neira
Claimant Lawyers(s): Gary N. Moss
Respondent(s): Michael Hartzman, Randi Mason, Bristol Financial Services., J.P. Morgan Clearing Corp., Northeast Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Steven B. Feigenbaum, Thomas Vays
Arbitrator(s): Judith E. Gross, John Franklin Udochi, Martin A. Edelstein
Hearing Site: New York, NY
| | Expungement |
| 09-04454 | 12/23/2010 | Claimant(s): Collins Capital LLC
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Samsen, J.P. Morgan Securities, Bear Stearns Asset Backed Securities Fun, Bear Stearns Asset Management Inc., Bear Stearns Securities Clearing Corp, Bear, Stearns & Co.., J.P. Morgan Chase & Co., J.P. Morgan Clearing Corp., The Bear Stearns Companies.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Alan S. Braunshweiger, Daniel Robbins, Michele S. Riley
Hearing Site: New York, NY
| | Expungement |
