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FINRA Awards for Daniel F. Morrissey

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0370403/10/2020Claimant(s): Elana Deutsch, Elie Deutsch, Alan Deutsch A/C/F for Ayelethashacha, Alan Deutsch A/C/F for Natanel Deutsch, Alan Deutsch A/C/F for Zecharia Deutsch, Sonja G. Deutsch Irrevocable Trust
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): James Ducey, Stuart Alter, Morgan Stanley Smith Barney LLC
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Joan M. Traub, Daniel F. Morrissey
Hearing Site: New York, NY
Checkmark IconDismissed
16-0289604/26/2019Claimant(s): Keith Styrcula
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Scotia Capital (Usa) Inc.
Respondent Lawyers(s): Steven Paradise
Arbitrator(s): Daniel F. Morrissey, Kent L. Benziger, Susan Romano
Hearing Site: New York, NY
10-0280905/23/2014Claimant(s): Douglas Sharon
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Lowell D. Johnston, Douglas S. Abel, Daniel F. Morrissey
Hearing Site: New York, NY
08-0253712/23/2009Claimant(s): Frank Owens
Claimant Lawyers(s): Lainie E. Cohen
Respondent(s): Linda Barriger, Barriger & Barriger Incorporated
Respondent Lawyers(s): Richard A. Kirby
Arbitrator(s): Jeanne C. Miller, Irene C. Warshauer, Daniel F. Morrissey
Hearing Site: New York, NY
Checkmark Icon$430,800

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