| 22-02485 | 12/19/2023 | Claimant(s): William Repicci, The William J. Repicci IRA, The William J. Repicci Roth IRA
Claimant Lawyers(s): Dietrich Peter Epperson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
|  | $0 |
| 23-01723 | 09/11/2023 | Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | |
| 20-03931 | 08/25/2021 | Claimant(s): Jaime Carvallo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Sutton Advisors
Respondent Lawyers(s): Robert A. Giacovas
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | |
| 20-01664 | 02/04/2021 | Claimant(s): Jeffrey Diamond, Zachary Morris
Claimant Lawyers(s): Eugene L. Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas M. Amadio, Josian Antoine, Kent L. Benziger
Hearing Site: New York, NY
| | |
| 18-00449 | 11/08/2019 | Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Wells Fargo Clearing Services, Robert Greene
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger
Hearing Site: New York, NY
| | $0 |
| 18-01354 | 05/08/2019 | Claimant(s): David Reuben
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | |
| 16-02896 | 04/26/2019 | Claimant(s): Keith Styrcula
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Scotia Capital (Usa) Inc.
Respondent Lawyers(s): Steven Paradise
Arbitrator(s): Daniel F. Morrissey, Kent L. Benziger, Susan Romano
Hearing Site: New York, NY
| | |
| 17-02425 | 12/05/2018 | Claimant(s): Eugene Gennarelli
Claimant Lawyers(s): Adam Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kent L. Benziger, Jay Alan Kranis
Hearing Site: New York, NY
| | Expungement |
| 18-01690 | 11/29/2018 | Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Soo Park
Respondent Lawyers(s): Soo Park
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | $0 |
| 12-02392 | 05/22/2017 | Claimant(s): Kyle Rusconi, Namuk Cho
Claimant Lawyers(s): David B. Wechsler
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Kent L. Benziger
Hearing Site: New York, NY
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