20-01664 | 02/04/2021 | Claimant(s): Jeffrey Diamond, Zachary Morris Claimant Lawyers(s): Eugene L. Small Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Thomas M. Amadio, Josian Antoine, Kent L. Benziger Hearing Site: New York, NY
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13-00918 | 06/16/2014 | Claimant(s): Sabina Phillips Claimant Lawyers(s): Sabina Phillips Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David Finnegan, Saul Scheier, Thomas M. Amadio Hearing Site: New York, NY
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08-04953 | 03/24/2011 | Claimant(s): Ahmass Fakahany Claimant Lawyers(s): Eric Seiler Respondent(s): Ann Reese, Armando Codina, John Finnegan, John Thain, Joseph Prueher, Merrill Lynch Pierce Fenner & Smith Inc., Banc Of America Securities LLC, Bank of America Corporation, MER Merger Corporation, Merrill Lynch & Co.. Respondent Lawyers(s): Scott Musoff Arbitrator(s): Alfred H. Kingon, Martin A. Edelstein, Thomas M. Amadio Hearing Site: New York, NY
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07-02460 | 10/04/2007 | Claimant(s): Andrea Costello, Bryan Keane, David Shove, Gregg Kennedy, Howard Penney, James Bishop, James Lucier, James Reddington, Jason Gammel, John Tumazos, Katherine Styponias, Kevin Coleman, Kevin De Thomas, Lawrence Demaria, Lynne Theurer, Mark Kennedy, Mark Lipacis, Matthew Park, Nicholas Heymann, Richard Klugman, et al Claimant Lawyers(s): Timothy J. Dennin Respondent(s): Prudential Equity Group Respondent Lawyers(s): Janet A. Beer Arbitrator(s): Larry A. Kimmel, Cheryl Feldman, Thomas M. Amadio Hearing Site: New York, NY
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