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FINRA Awards for Kevin Coleman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0004307/16/2018Claimant(s): Mary Millman
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Ankit Sahu, UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. McLeod, Robert J. Girard
Arbitrator(s): Robert M. Smith, Kevin C. Coleman, Glenn Paul Gilbert
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0246010/04/2007Claimant(s): Andrea Costello, Bryan Keane, David Shove, Gregg Kennedy, Howard Penney, James Bishop, James Lucier, James Reddington, Jason Gammel, John Tumazos, Katherine Styponias, Kevin Coleman, Kevin De Thomas, Lawrence Demaria, Lynne Theurer, Mark Kennedy, Mark Lipacis, Matthew Park, Nicholas Heymann, Richard Klugman, et al
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Janet A. Beer
Arbitrator(s): Larry A. Kimmel, Cheryl Feldman, Thomas M. Amadio
Hearing Site: New York, NY

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