FINRA Awards for Bryan Keane

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-00520	03/19/2008	Claimant(s): Calvin Smith #37345-004, Errell Heflin- REG# 79150-012, George Eiland- REG# 99770-131, Roger Lunsford- REG# 21241-057 Claimant Lawyers(s): Calvin Smith- REG# 37345-004, Errell Glenn Heflin - REG# 79150-012, George W. Eiland - REG#99770-131, Roger K. Lunsford- REG# 21241-057 Respondent(s): Thomas Leechin, Nations Financial Group., RBC Dain Rauscher Inc. Respondent Lawyers(s): Bryan Keane, William T. McCartan Arbitrator(s): Glenn R. Oxner, Laurence M. Scoville, Robert S. Zuckerman Hearing Site: Columbia, SC		$0
07-02460	10/04/2007	Claimant(s): Andrea Costello, Bryan Keane, David Shove, Gregg Kennedy, Howard Penney, James Bishop, James Lucier, James Reddington, Jason Gammel, John Tumazos, Katherine Styponias, Kevin Coleman, Kevin De Thomas, Lawrence Demaria, Lynne Theurer, Mark Kennedy, Mark Lipacis, Matthew Park, Nicholas Heymann, Richard Klugman, et al Claimant Lawyers(s): Timothy J. Dennin Respondent(s): Prudential Equity Group Respondent Lawyers(s): Janet A. Beer Arbitrator(s): Larry A. Kimmel, Cheryl Feldman, Thomas M. Amadio Hearing Site: New York, NY