12-01061 | 05/31/2013 | Claimant(s): Peggy Greene, Sucessor Ttee tr. agr. dtd May 23, 1996 Claimant Lawyers(s): D. Reece Williams Respondent(s): Synovus Securities. Respondent Lawyers(s): Benjamin B. Coulter Arbitrator(s): Laurence M. Scoville, Patricia Ann Tracey, James Risen Gard Hearing Site: Columbia, SC
| | $0 |
11-00720 | 05/14/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Andrew R. Park Respondent(s): Mark Magnone Respondent Lawyers(s): William A. Healy Arbitrator(s): Peter B. Vaden, Laurence M. Scoville, William James Russell Hearing Site: Norfolk, VA
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07-00520 | 03/19/2008 | Claimant(s): Calvin Smith #37345-004, Errell Heflin- REG# 79150-012, George Eiland- REG# 99770-131, Roger Lunsford- REG# 21241-057 Claimant Lawyers(s): Calvin Smith- REG# 37345-004, Errell Glenn Heflin - REG# 79150-012, George W. Eiland - REG#99770-131, Roger K. Lunsford- REG# 21241-057 Respondent(s): Thomas Leechin, Nations Financial Group., RBC Dain Rauscher Inc. Respondent Lawyers(s): Bryan Keane, William T. McCartan Arbitrator(s): Glenn R. Oxner, Laurence M. Scoville, Robert S. Zuckerman Hearing Site: Columbia, SC
| | $0 |