17-02992 | 11/05/2018 | Claimant(s): Bruce Allen Claimant Lawyers(s): Russell D. Duncan Respondent(s): Nations Financial Group. Respondent Lawyers(s): William T. McCartan Arbitrator(s): Mary C. Davis, Leonard M. Goldstein, Margaret Ann Barrington Hearing Site: Denver, CO
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17-01928 | 01/04/2018 | Claimant(s): Brent Hoffman Claimant Lawyers(s): William T. McCartan Respondent(s): Ernest Fugate, Mary Fugate Respondent Lawyers(s): Bruce Oakes Arbitrator(s): Hearing Site: Kansas City, MO
| | Expungement |
11-03025 | 12/06/2013 | Claimant(s): James W. Umstead & Betty L. Umstead Claimant Lawyers(s): Richard B. Fosher Respondent(s): Nations Financial Group. Respondent Lawyers(s): William T. McCartan Arbitrator(s): Rafael A. Porrata-Doria, Margaret Mary Crumley, Paul Ribner Hearing Site: Philadelphia, PA
| | $230,124 |
09-01369 | 05/27/2011 | Claimant(s): James Jordan Claimant Lawyers(s): James H. Jordan Respondent(s): Nations Financial Group. Respondent Lawyers(s): William T. McCartan Arbitrator(s): Joseph C. Roberts, Bonny Kathleen Riggs, Laurie E. Law Hearing Site: Seattle, WA
| | Stipulated Award and Expungement |
07-00520 | 03/19/2008 | Claimant(s): Calvin Smith #37345-004, Errell Heflin- REG# 79150-012, George Eiland- REG# 99770-131, Roger Lunsford- REG# 21241-057 Claimant Lawyers(s): Calvin Smith- REG# 37345-004, Errell Glenn Heflin - REG# 79150-012, George W. Eiland - REG#99770-131, Roger K. Lunsford- REG# 21241-057 Respondent(s): Thomas Leechin, Nations Financial Group., RBC Dain Rauscher Inc. Respondent Lawyers(s): Bryan Keane, William T. McCartan Arbitrator(s): Glenn R. Oxner, Laurence M. Scoville, Robert S. Zuckerman Hearing Site: Columbia, SC
| | $0 |