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FINRA Awards for Bruce Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0299211/05/2018Claimant(s): Bruce Allen
Claimant Lawyers(s): Russell D. Duncan
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Mary C. Davis, Leonard M. Goldstein, Margaret Ann Barrington
Hearing Site: Denver, CO
16-0294304/05/2017Claimant(s): Bruce Allen
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): John Geelan
Arbitrator(s): Richard Djokic
Hearing Site: Denver, CO

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