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FINRA Awards for Russell D. Duncan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0321510/08/2020Claimant(s): Susan Packard
Claimant Lawyers(s): Russell D. Duncan
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rothenstein
Arbitrator(s): Kathryn Ellen McDonnell, Shelley Simons Korch, Bruce Michael Bettigole
Hearing Site: Washington, DC
17-0299211/05/2018Claimant(s): Bruce Allen
Claimant Lawyers(s): Russell D. Duncan
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Mary C. Davis, Leonard M. Goldstein, Margaret Ann Barrington
Hearing Site: Denver, CO

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