FINRA Awards for Margaret Ann Barrington

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02439	09/19/2022	Claimant(s): Clark Brothers Investments Claimant Lawyers(s): Jason R. Clark Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Langdon T. Owen, Margaret Ann Barrington, Carol L. Roslund Hearing Site: Denver, CO
18-02333	12/09/2019	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Beau Pollard, Jason Baer Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Michael S. Matek, Ilene T. Gormly, Margaret Ann Barrington Hearing Site: Denver, CO
17-02992	11/05/2018	Claimant(s): Bruce Allen Claimant Lawyers(s): Russell D. Duncan Respondent(s): Nations Financial Group. Respondent Lawyers(s): William T. McCartan Arbitrator(s): Mary C. Davis, Leonard M. Goldstein, Margaret Ann Barrington Hearing Site: Denver, CO
15-00578	12/13/2017	Claimant(s): Kelley Keys Best Claimant Lawyers(s): Kelley Keys Best Respondent(s): John Herpers, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Megan Roberts Arbitrator(s): Gregory G. Gocek, Thomas L. Dueber, Margaret Ann Barrington Hearing Site: Denver, CO		$0
13-03408	02/26/2015	Claimant(s): Lawrence Hake Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Charles G. Michaels, Suanne M. Parro, Margaret Ann Barrington Hearing Site: Denver, CO		$0