| 24-00176 | 09/13/2024 | Claimant(s): Securities America.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Jeremy Belfiore
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Richard Marc Weinroth, Glenn Allen Baker, Patrick Irvine
Hearing Site: Phoenix, AZ
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| 19-03270 | 04/23/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jacob Williams
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Barbara M. Zak, Marie Ann Stein, Alina Landver
Hearing Site: Los Angeles, CA
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| 23-00721 | 11/08/2023 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): Christopher Armstrong, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Jeffrey Alan Helewitz, Jeffrey Zuckerman, Serge Krimnus
Hearing Site: Jersey City, NJ
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| 19-00948 | 02/27/2023 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Christopher Armstrong, Morgan Stanley, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs, Thomas J. Momjian
Arbitrator(s): Catherine Stewart, Olugbenga Sopeju, Toni Anne Williams
Hearing Site: Jersey City, NJ
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| 18-03893 | 10/15/2021 | Claimant(s): Shawn Lawson
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Ronald G. Guida, Richard Djokic, Henry Zabarsky
Hearing Site: Denver, CO
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| 19-02672 | 08/28/2020 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Peter Pavlakis
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Richard W. Cutler, Patricia Kathleen Costello, Leland Harris
Hearing Site: New York, NY
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| 18-02622 | 03/27/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F Braun
Respondent(s): Anthony Steffan, Pete Henderson
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Martin M. Berliner, Paul E. Dahlman, John H. Fearnow
Hearing Site: Albuquerque, NM
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| 18-02256 | 02/14/2020 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Eric Wolf
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Marian Smith Glenn, Michael W. Hultzapple, Jane Tam
Hearing Site: Norfolk, VA
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| 18-02333 | 12/09/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Beau Pollard, Jason Baer
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Michael S. Matek, Ilene T. Gormly, Margaret Ann Barrington
Hearing Site: Denver, CO
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| 16-03679 | 12/12/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jeffrey Wegner
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Elwood Henry Weilage
Hearing Site: Orlando, FL
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