| 18-02622 | 03/27/2020 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F Braun
Respondent(s): Anthony Steffan, Pete Henderson
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Martin M. Berliner, Paul E. Dahlman, John H. Fearnow
Hearing Site: Albuquerque, NM
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| 18-03999 | 08/22/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A La Porta
Respondent(s): Randolph George
Respondent Lawyers(s): Randolph William George
Arbitrator(s): Martin M. Berliner, Charles G. Michaels, Robert Burns Logan
Hearing Site: Denver, CO
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| 16-01459 | 12/11/2018 | Claimant(s): Todd Weitzman
Claimant Lawyers(s): Todd A. Weitzman
Respondent(s): Richard Murray, J.P. Turner & Company, L.L.C., Silver Leaf Partners
Respondent Lawyers(s): Eric A. Michaels, Fyzul Khan, Richard Norman Murray
Arbitrator(s): Martin M. Berliner, Samuel L. McClaren, Wendy P Rouder
Hearing Site: Denver, CO
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| 16-01690 | 06/23/2017 | Claimant(s): John Avey
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): Steven Meyrich, Martin M. Berliner, Sheldon Edward Friedman
Hearing Site: Denver, CO
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| 15-01890 | 03/29/2016 | Claimant(s): Andrew Bingham
Claimant Lawyers(s): Andrew R. Bingham
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer Persico
Arbitrator(s): Martin M. Berliner, John G. Manley, Richard D. Fincher
Hearing Site: Salt Lake City, UT
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| 09-06962 | 01/13/2012 | Claimant(s): Bruce Norman, David Robertson, Donald Reutlinger, Glenn Spaur, Hardy Hodges, Henry Burns, James DeMartini, Janell Reutlinger, Jarod Kuntz, John Beaupre, Kenneth Hofmeister, Kimber Heineman, Lawrence Berg, Leslie Schifferns, Lou Burns, Mary Hofmeister, Merle Allen, Pamela Kuntz, Richard Faulkner, Ruth DeMartini, et al
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Capwest Securities.
Respondent Lawyers(s): Tom Fehn
Arbitrator(s): Thaddeus J. Tecza, Martin M. Berliner, John Fleming Kelly
Hearing Site: Denver, CO
|  | $9,120,500 |
| 10-03939 | 11/02/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Ralph Jones
Respondent Lawyers(s): Krista L. Tushar
Arbitrator(s): William F. Skewes, Martin M. Berliner, James J. Ashe
Hearing Site: Denver, CO
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