Potomac Analytics' Logo

FINRA Awards for BOSC.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0235203/12/2018Claimant(s): Christopher Clark
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): BOK Financial Securities., BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): David G. Ritchie, Bill Lamoreaux, Jeff Kilgore
Hearing Site: Oklahoma City, OK
16-0169006/23/2017Claimant(s): John Avey
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): Steven Meyrich, Martin M. Berliner, Sheldon Edward Friedman
Hearing Site: Denver, CO
12-0112708/15/2013Claimant(s): BOSC.
Claimant Lawyers(s): Jo Lynn Jeter
Respondent(s): Brandon Henry, Carey Kesner, Jay Goldberg
Respondent Lawyers(s): Millard A. Johnson
Arbitrator(s): Oren L. Connaway
Hearing Site: Houston, TX
09-0209210/19/2012Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Barry Kellerman
Respondent Lawyers(s): Barry Kellerman
Arbitrator(s): John Fox Arnold, Dennis Jay Capriglione, Raymond Przybylowski
Hearing Site: Little Rock, AR
06-0185111/15/2007Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Brinkley Farnsworth
Respondent Lawyers(s): Charles W. Hill
Arbitrator(s): John Thomas Deutsch, F. Guthrie Castle, Lawrence W. Kern
Hearing Site: Memphis, TN

5 Results

Display: