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FINRA Awards for Sheldon Edward Friedman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0169006/23/2017Claimant(s): John Avey
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): Steven Meyrich, Martin M. Berliner, Sheldon Edward Friedman
Hearing Site: Denver, CO
11-0006408/27/2012Claimant(s): Dana Farmer, J. Farmer, Limpinbear Family Partnership, Ltd.
Claimant Lawyers(s): Daniel A. Wartell, Perry L. Glantz
Respondent(s): Bruce Dibiase, J.P. Morgan Securities, Peter Landgraff, J.P. Morgan Chase Bank, N.A.
Respondent Lawyers(s): Jonathan W. Rauchway
Arbitrator(s): James B. Eichberg, Lawrence J. Madden, Sheldon Edward Friedman
Hearing Site: Denver, CO
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