| 20-03438 | 03/31/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Jacob Franco
Respondent Lawyers(s): Jacob Franco
Arbitrator(s): F. Guthrie Castle
Hearing Site: Albuquerque, NM
| | |
| 15-00376 | 07/26/2016 | Claimant(s): Jonathan Byrd, Byrd Sons Residual Trust U/A dated 12/01
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Craig Taddonio, Nicholas Milano, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Porges, Craig Taddonio, Nicholas Milano, Timothy Feil
Arbitrator(s): F. Guthrie Castle, Daniel T. Hull, Robert Gerald Boliek
Hearing Site: Birmingham, AL
|  | $252,490 |
| 12-01887 | 06/06/2013 | Claimant(s): Rakesh Sharma
Claimant Lawyers(s): Richard C. Downing
Respondent(s): NSM Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Paul Mann, F. Guthrie Castle, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $155,300 |
| 06-01851 | 11/15/2007 | Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Brinkley Farnsworth
Respondent Lawyers(s): Charles W. Hill
Arbitrator(s): John Thomas Deutsch, F. Guthrie Castle, Lawrence W. Kern
Hearing Site: Memphis, TN
| | |
| 05-02388 | 08/07/2007 | Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Robert Pebbles
Respondent Lawyers(s): Robert Pebbles
Arbitrator(s): Richard L. Oates, F. Guthrie Castle, Jay R. Robinson
Hearing Site: Memphis, TN
| | $0 |
