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FINRA Awards for Rakesh Sharma

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0188706/06/2013Claimant(s): Rakesh Sharma
Claimant Lawyers(s): Richard C. Downing
Respondent(s): NSM Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Paul Mann, F. Guthrie Castle, Elton W. Chartrand
Hearing Site: Little Rock, AR
Checkmark Icon$155,300

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