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FINRA Awards for Jay R. Robinson

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0320507/24/2014Claimant(s): Jeffrey Carson
Claimant Lawyers(s): Richard T. Donovan
Respondent(s): Richard Sadowski, Todd Sadowski, G. A. Repple & Company
Respondent Lawyers(s): Robert J. Harvey
Arbitrator(s): Michael S. Hill, Jay R. Robinson, David Cottingham Mann
Hearing Site: Little Rock, AR
Checkmark IconExpungement
10-0525906/08/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Tom Krag
Respondent Lawyers(s): Kline Preston
Arbitrator(s): Jay R. Robinson
Hearing Site: Nashville, TN
08-0017906/11/2009Claimant(s): Henry Klosky and Patricia Klosky
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John S. Golwen
Arbitrator(s): Irwin S. Sugerman, Norman E. Heyman, Jay R. Robinson
Hearing Site: Memphis, TN
Checkmark Icon$134,000
08-0037503/11/2009Claimant(s): Michael Muhlbauer
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Gerald Cohen, Jay R. Robinson, Wilburn E. Layman
Hearing Site: Memphis, TN
Checkmark Icon$125,000
08-0043211/24/2008Claimant(s): Harold Sweet and Georgia Sweet
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): David B. Coates, John A. Davis, Jay R. Robinson
Hearing Site: Little Rock, AR
Checkmark Icon$85,000
07-0159403/10/2008Claimant(s): William Ralston
Claimant Lawyers(s): William R. Ralston
Respondent(s): Andra Dillard, Delta Trust Investments.
Respondent Lawyers(s): Nate Coulter
Arbitrator(s): Chet Roberts, Rudy A. Martin, Jay R. Robinson
Hearing Site: Little Rock, AR
Checkmark Icon$0
05-0238808/07/2007Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Robert Pebbles
Respondent Lawyers(s): Robert Pebbles
Arbitrator(s): Richard L. Oates, F. Guthrie Castle, Jay R. Robinson
Hearing Site: Memphis, TN
Checkmark Icon$0

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