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FINRA Awards for John S. Golwen

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0142311/11/2009Claimant(s): William Smythe, Smythe Children's Trust #2 FBO Katherine, William H. Smythe, IV Trust DTD 12/29/87
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John S. Golwen
Arbitrator(s): Michael S. Hill, Eric Spencer Buchanan, Eugene R. Katz
Hearing Site: Memphis, TN
Checkmark Icon$912,160
08-0017906/11/2009Claimant(s): Henry Klosky and Patricia Klosky
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John S. Golwen
Arbitrator(s): Irwin S. Sugerman, Norman E. Heyman, Jay R. Robinson
Hearing Site: Memphis, TN
Checkmark Icon$134,000

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