| 23-01274 | 02/15/2024 | Claimant(s): David Mcadams
Claimant Lawyers(s): James P. Galvin
Respondent(s): WFG Investments.
Respondent Lawyers(s): David W. Williams
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
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| 22-02577 | 02/05/2024 | Claimant(s): Christopher Albonetti
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
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| 23-00339 | 10/13/2023 | Claimant(s): Chirag Chauhan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
| | |
| 22-00321 | 11/09/2022 | Claimant(s): Larry Tolbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Sagepoint Financial., MSI Financial Services.
Respondent Lawyers(s): James V. Noblett, Martin Harris
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
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| 21-01119 | 06/23/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Charlton Young
Respondent(s): Lowell Friend
Respondent Lawyers(s): Lowell Dale Friend
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
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| 20-02468 | 05/06/2022 | Claimant(s): Janice Compton
Claimant Lawyers(s): Niel Prosser
Respondent(s): Thomas Buck
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Ian S. Greig, Mollie Wagner Neal, Gary E. Marcus
Hearing Site: Memphis, TN
|  | $5,216,020 |
| 17-02378 | 01/21/2022 | Claimant(s): Stephens
Claimant Lawyers(s): Daniel Wirth
Respondent(s): Benjamin Edwards, Brian Erwin, Jeffrey Green, Malcolm Peeler, Timothy Fitzgerald, Benjamin F. Edwards & Company.
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Gena Jacobs Wolbrecht, Jeff Mueller, Linda Nettles Harris
Hearing Site: Memphis, TN
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| 21-00559 | 10/20/2021 | Claimant(s): William Bell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
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| 19-01296 | 08/12/2021 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Ronald Behymer
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Kenneth R. Starr, Chirag Dinesh Chauhan, Robert Stewart Barney
Hearing Site: Memphis, TN
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| 21-00154 | 05/06/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J Sensenig
Respondent(s): STEPHEN BONE
Respondent Lawyers(s): Stephen Alan Bone
Arbitrator(s): Muriel Desloovere
Hearing Site: Memphis, TN
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