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FINRA Awards for Stephens

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0237801/21/2022Claimant(s): Stephens
Claimant Lawyers(s): Daniel Wirth
Respondent(s): Benjamin Edwards, Brian Erwin, Jeffrey Green, Malcolm Peeler, Timothy Fitzgerald, Benjamin F. Edwards & Company.
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Gena Jacobs Wolbrecht, Jeff Mueller, Linda Nettles Harris
Hearing Site: Memphis, TN
18-0392402/07/2020Claimant(s): Hayes Miller
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Morgan Stanley, Stephens
Respondent Lawyers(s): Jana Kim Fowler, Joseph A. Sack
Arbitrator(s): Susan C Lushing, Josian Antoine, Patricia A Hussey
Hearing Site: New York, NY
19-0088510/24/2019Claimant(s): Edward Hildebrand
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Stephens
Respondent Lawyers(s): Jana Kim Fowler
Arbitrator(s): Lynne M. Gomez
Hearing Site: Little Rock, AR
15-0081211/09/2015Claimant(s): Peggy Faircloth
Claimant Lawyers(s): Peggy Bowden Faircloth
Respondent(s): Stephens
Respondent Lawyers(s): Jana Kim Fowler
Arbitrator(s): Allan Weiss
Hearing Site: Nashville, TN
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