| 17-02378 | 01/21/2022 | Claimant(s): Stephens
Claimant Lawyers(s): Daniel Wirth
Respondent(s): Benjamin Edwards, Brian Erwin, Jeffrey Green, Malcolm Peeler, Timothy Fitzgerald, Benjamin F. Edwards & Company.
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Gena Jacobs Wolbrecht, Jeff Mueller, Linda Nettles Harris
Hearing Site: Memphis, TN
| | |
| 21-00452 | 10/08/2021 | Claimant(s): Darren Port
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
| | |
| 20-02697 | 05/19/2021 | Claimant(s): Jason Freiwald
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | |
| 20-03388 | 04/19/2021 | Claimant(s): Daria Haidukova
Claimant Lawyers(s): Daria Haidukova
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services.
Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen
Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12212 |
| 18-02834 | 09/09/2020 | Claimant(s): Auto Aftermarket Securities
Claimant Lawyers(s): Eric D. Martin
Respondent(s): Josef Schaible
Respondent Lawyers(s): Joseph Paul Schaible
Arbitrator(s): David M. Snyder, Christopher William Crowley, Racquel Smith
Hearing Site: Tampa, FL
| | |
| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan
Claimant Lawyers(s): David B Newman
Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster
Hearing Site: New York, NY
| | Settlement |
