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FINRA Awards for Patrick S. Christensen

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0369706/02/2021Claimant(s): Dennis de Champeaux
Claimant Lawyers(s): Dennis de Champeaux
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark Icon$213
20-0338804/19/2021Claimant(s): Daria Haidukova
Claimant Lawyers(s): Daria Haidukova
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services.
Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen
Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12212
20-0126809/09/2020Claimant(s): Ryan Hilliard
Claimant Lawyers(s): Ryan A. Hilliard
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
Checkmark Icon$0
19-0288803/16/2020Claimant(s): Louise Bloom
Claimant Lawyers(s): Louise Bloom
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
Checkmark Icon$425
18-0123011/15/2018Claimant(s): Shane Brisbin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
18-0178011/13/2018Claimant(s): Laura Raulinaitis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
18-0082811/06/2018Claimant(s): Allen Schreiber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
17-0314410/18/2018Claimant(s): Lashel Lentz
Claimant Lawyers(s): Armin Sarabi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Charles Orlove
Hearing Site: Milwaukee, WI
18-0034408/28/2018Claimant(s): Ralph Linzmeier
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
17-0298207/31/2018Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Owen Harnett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Julius Z. Frager
Hearing Site: Cincinnati, OH

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