| 21-01395 | 04/26/2022 | Claimant(s): Harmon Kong
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | |
| 20-03388 | 04/19/2021 | Claimant(s): Daria Haidukova
Claimant Lawyers(s): Daria Haidukova
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services.
Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen
Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12212 |
| 15-00058 | 04/19/2017 | Claimant(s): Bethany Pagnani, Michael Rollins
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): James Furlong, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, Roger Trapp
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Timothy J. Currier, Patrick R. Sughroue, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | |
| 16-00808 | 08/04/2016 | Claimant(s): Udo Freyhofer
Claimant Lawyers(s): Udo H. Freyhofer
Respondent(s): Jonathon Bult, Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Deborah Gale Evans
Arbitrator(s): Debra Black Leo
Hearing Site: Birmingham, AL
| | $0 |
| 15-03106 | 07/19/2016 | Claimant(s): Brendan Keohan
Claimant Lawyers(s): Brendan Keohan
Respondent(s): Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Lauren E. Ingoldsby
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Boston, MA
| | $0 |
| 08-03809 | 04/24/2009 | Claimant(s): Lori Hartglass
Claimant Lawyers(s): Lori Hartglass
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Erin K. Fair, Richelle S. Kennedy
Arbitrator(s): Mark F. Raymond
Hearing Site: Ft. Lauderdale, FL
| | $50 |
