20-03286 | 06/24/2022 | Claimant(s): Mario Posillico Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Thomas M. McHugh Arbitrator(s): Will Murphy, Judith Jackson Chorlog, Isabelle Sherman Hearing Site: Boca Raton, FL
| | Expungement |
21-01395 | 04/26/2022 | Claimant(s): Harmon Kong Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Investments Institutional Srvcs Respondent Lawyers(s): Thomas M. McHugh Arbitrator(s): Kenneth E. Owen Hearing Site: Los Angeles, CA
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20-00861 | 04/08/2022 | Claimant(s): George Lyles Claimant Lawyers(s): George W. Lyles Respondent(s): Jacob Mohr, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Peter Pound, Thomas M. McHugh Arbitrator(s): Robert Rosen, David L. Moran, Adam Michael Porter Hearing Site: Las Vegas, NV
| | Expungement |
21-01733 | 03/09/2022 | Claimant(s): Benjamin Lau Claimant Lawyers(s): Ariel Okonsky Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Thomas M. McHugh Arbitrator(s): Thomas L. Marshall Hearing Site: San Diego, CA
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21-02952 | 02/25/2022 | Claimant(s): Alejandro Gonzalez Claimant Lawyers(s): Thomas M. McHugh Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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